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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ANDRES CORDOBA

Advisor at STRATEGIC ADVISERS LLC

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:753959b1-4e92-82bf-d8c0-42bc95622813

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 28, 2007
First registration: Jan 17, 2008
Dual registered: yes, broker-dealer
Other names: ANDRES F CORDOBA|ANDRES F CORDOBA
IAPD individual key: 5211298

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	CHARLOTTE, NC\|CHARLOTTE, NC	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 23, 2022	Mar 31, 2025	no	CHARLOTTE, NC	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 7, 2016	Jul 28, 2022	no	Charlotte, NC\|Charlotte, NC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 7, 2016	Jul 28, 2022	no	Charlotte, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 6, 2013	Oct 21, 2016	no	WEEHAWKEN, NJ\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 11, 2011	Aug 26, 2013	no	PENNINGTON, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 11, 2008	Apr 26, 2011	no	NORRIDGE, IL\|LAKE BLUFF, IL\|HIGHLAND PARK, IL\|PLAINFIELD, NJ\|NEW YORK, NY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 17, 2008	Feb 29, 2008	no	EAST BRUNSWICK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 28, 2022	Sep 23, 2022	57	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 28, 2022	Oct 7, 2016	-2,120	Channel change	Other
UBS FINANCIAL SERVICES INC.	TD AMERITRADE, INC.	Oct 21, 2016	Oct 7, 2016	-14	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Aug 26, 2013	Sep 6, 2013	11	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 26, 2011	Aug 11, 2011	107	Firm change	Other
PNC WEALTH MANAGEMENT	CHASE INVESTMENT SERVICES CORP.	Feb 29, 2008	Nov 11, 2008	256	Firm change	Other

Relationships

Registered with (8)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2022 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 7, 2016 to Jul 28, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 7, 2016 to Jul 28, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 6, 2013 to Oct 21, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 11, 2011 to Aug 26, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 11, 2008 to Apr 26, 2011factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 17, 2008 to Feb 29, 2008factForm ADV

Dated events

Occurred
Jul 28, 2022
Advisor changed firm
Andres Cordoba left Td Ameritrade Investment Management, Llc for Fidelity Personal And Workplace Advisors (registered 2022-09-23)
Form ADVobserved 6 days ago