DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•••••••• W••••• L••

Independent wealth managerEugene, OregonCRD 330809SEC 801-130226website IAPD

Latest filing Aug 7, 2026

First filing on the tape Apr 6, 2024 · 16 filings

SEC status approved since May 6, 2024

RAUM

$305M

reported, Item 5.F

Discretionary

93%

of RAUM

Private clients

93%

$282M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$50.8M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$305M as of Aug 7, 2026

Jan 31, 2025$260M then

HNW client RAUM$238M as of Aug 7, 2026

Jan 31, 2025$180M then

State-registered IARs (5.B.3)5 as of Aug 7, 2026

Jan 31, 20251 then

Employees (5.A)6 as of Aug 7, 2026

Jan 31, 20256 then

Private funds: no history

RAUM +17% over the last fiscal yearIARs 1 to 5

Practice profile

derived from the filing of Aug 7, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $50.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 41derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.0MderivedHNW RAUM over HNW clients
Average account: $366,814derivedRAUM over accounts (5.F.2.f)
Discretionary: 93%derivedof RAUM
Institutional: 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: +400%derivedItem 5.B.3 between annual amendments
Client growth, one year: +23%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Custody: $94.0M, 135 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$238M78%
Individuals$44.0M14%
Pension and profit-sharing plans$21.4M7.0%
Corporations and businesses$653,4600.2%
Charitable organizations$575,9570.2%

Individual clients: 125reported
HNW clients: 120reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 831reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: $94.0M for 135 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••• C••• C•••••Certified Financial Planner	Eugene, Or	Jun 17, 2024	14 y	2
M•••••• J•••• M••••••••Certified Financial Planner	Eugene, Or	Jul 1, 2024	10 y	5
T••••• L••• H•••••	Eugene, Or	Jan 1, 2025	11 y	4
S•••• E•••••• S••••••Certified Financial Planner	Eugene, Or	Jan 17, 2025	30 y	5
C•••••• R•••••• B••••••••Certified Financial Planner	Brookings, Or	Feb 10, 2026	28 y	3
J••••••• S•• P•••••••	Eugene, Or	Apr 6, 2026	12 y	2

Advisor movement

0 left, 2 joined in 12 months

net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

J••••••• S•• P••••••• from M••••••• F•••••••• G••••
Apr 6, 2026 · RIA to RIA
C•••••• R•••••• B•••••••• from I•••••••• F•••••••• P•••••••
Feb 10, 2026 · Other
S•••• E•••••• S•••••• from T••• P•••••• W••••• A•••••••• L••
Jan 17, 2025 · RIA to RIA
T••••• L••• H••••• from T••• P•••••• W••••• A•••••••• L••
Jan 1, 2025 · RIA to RIA
M•••••• J•••• M•••••••• from J••••••••• F•••••••• A•••••••
Jul 1, 2024 · Other
J•••• C••• C••••• from T••• P•••••• W••••• A•••••••• L••
Jun 17, 2024 · RIA to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from T••• P•••••• W••••• A•••••••• L••
Jul 10, 2024 · Salem, Or

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••• J••••• C••• · Principalcontrol
since 04/2024 · owns less than 5%
S••••••• S••••• E•••••• · Principal And Chief Compliance Officercontrol
since 04/2024 · owns less than 5%
C•••••• J••••• C••• · Ownercontrol
since 07/2018 · owns 75% or more of W••••• P•••••• I•••
S••••••• S••••• E•••••• · Ownercontrol
since 07/2018 · owns 75% or more of S••• I•••

Entity owners

S••• I••• · Managing Member
direct · owns 50% to 75%
W••••• P•••••• I••• · Managing Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Eugene, Or · principal	6	2	0

Offices

Schedule D 1.F, the 25 largest

Brookings, OR1 employees

What changed

consecutive filings, newest first

Accounts · 764 to 831
Apr 24, 2025 to Feb 23, 2026
Advisory activities · 4 to 5
Apr 24, 2025 to Feb 23, 2026
HNW clients · 63 to 120
Apr 24, 2025 to Feb 23, 2026
Individual clients · 136 to 125
Apr 24, 2025 to Feb 23, 2026
Assets in custody · $125M to $94.0M
Apr 24, 2025 to Feb 23, 2026
Financial planning clients · 1-10 to 101-250
Apr 24, 2025 to Feb 23, 2026
State-registered IARs · 1 to 5
Apr 24, 2025 to Feb 23, 2026
Discretionary RAUM · $246M to $283M
Apr 24, 2025 to Feb 23, 2026
HNW RAUM · $180M to $238M
Apr 24, 2025 to Feb 23, 2026
Individual RAUM · $65.1M to $44.0M
Apr 24, 2025 to Feb 23, 2026
Non-discretionary RAUM · $14.2M to $21.4M
Apr 24, 2025 to Feb 23, 2026
Pension RAUM · $14.2M to $21.4M
Apr 24, 2025 to Feb 23, 2026
RAUM · $260M to $305M
Apr 24, 2025 to Feb 23, 2026
Advisory activities · 3 to 4
Jan 31, 2025 to Apr 24, 2025
Financial planning clients · 1-10 to 1-10
Jan 31, 2025 to Apr 24, 2025
Accounts · 767 to 764
Dec 20, 2024 to Jan 31, 2025
Advisory employees · 3 to 5
Dec 20, 2024 to Jan 31, 2025
HNW clients · 62 to 63
Dec 20, 2024 to Jan 31, 2025
Individual clients · 162 to 136
Dec 20, 2024 to Jan 31, 2025
Assets in custody · unset to 125000000.0
Dec 20, 2024 to Jan 31, 2025
Custody of client assets · false to true
Dec 20, 2024 to Jan 31, 2025
Employees · 4 to 6
Dec 20, 2024 to Jan 31, 2025
Financial planning clients · 0 to 1-10
Dec 20, 2024 to Jan 31, 2025
State-registered IARs · 3 to 1
Dec 20, 2024 to Jan 31, 2025
Discretionary RAUM · $239M to $246M
Dec 20, 2024 to Jan 31, 2025
HNW RAUM · $161M to $180M
Dec 20, 2024 to Jan 31, 2025
Individual RAUM · $76.8M to $65.1M
Dec 20, 2024 to Jan 31, 2025
Non-discretionary RAUM · $0 to $14.2M
Dec 20, 2024 to Jan 31, 2025
Pension RAUM · unset to 14204633.0
Dec 20, 2024 to Jan 31, 2025
RAUM · $239M to $260M
Dec 20, 2024 to Jan 31, 2025
Charity clients · 1.0 to unset
Sep 18, 2024 to Oct 1, 2024
Other offices · 0 to 1
Sep 18, 2024 to Oct 1, 2024
Accounts · 0 to 767
Jun 12, 2024 to Aug 30, 2024
Charity clients · unset to 1.0
Jun 12, 2024 to Aug 30, 2024
HNW clients · unset to 62.0
Jun 12, 2024 to Aug 30, 2024
Individual clients · unset to 162.0
Jun 12, 2024 to Aug 30, 2024
Discretionary RAUM · $0 to $239M
Jun 12, 2024 to Aug 30, 2024
HNW RAUM · unset to 161331012.0
Jun 12, 2024 to Aug 30, 2024
Individual RAUM · unset to 76791109.0
Jun 12, 2024 to Aug 30, 2024
RAUM · $0 to $239M
Jun 12, 2024 to Aug 30, 2024

Signals

2 dated events

3 advisors left T••• P•••••• W••••• A•••••••• L•• (Salem, OR) for I•••••••• W••••• L•• on the same day
Jul 10, 2024 · Team lift-out · derived
S•••••• C••••• G•••• L•• filed its initial SEC registration (Form ADV)
Apr 6, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 541-650-6061reportedpublished by the firm, firm site, Sep 15, 2026
Website: i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: (541) 650-6061reportedpublic record, Form ADV, Aug 7, 2026
Contact form: i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Team page: i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $50.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026