DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Analyst20 years in industry

DANIEL ALLEN BARNES

Advisor at STRAIT & SOUND

SAN FRANCISCO, CA | Seattle, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7550c8fd-538b-ccca-6ba9-a86f88aa29fe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRAIT & SOUND
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
First registration: Aug 10, 2006
Dual registered: no
Other names: DAN BARNES
IAPD individual key: 5143840

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRAIT & SOUND	Independent wealth	Sep 1, 2020	n/a	yes	Seattle, WA\|SAN FRANCISCO, CA	Current employment
KARP CAPITAL MANAGEMENT CORPORATION	Former SEC adviser	Mar 9, 2018	Mar 12, 2018	no	Sausalito, CA	Previous registration
RB CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 7, 2016	Dec 31, 2020	no	Lafayette, CA\|Fresno, CA\|Fresno, CA	Previous registration
RB CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 29, 2006	Dec 31, 2015	no	LAFAYETTE, CA\|LAFAYETTE, CA\|LAFAYETTE, CA\|RENO, NV	Previous registration
BARNES CAPITAL	n/a	Aug 10, 2006	May 8, 2021	no	SAN JOSE, CA\|LAFAYETTE, CA\|LAFAYETTE, CA\|LAFAYETTE, CA\|Lafayette, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARNES CAPITAL	RB CAPITAL MANAGEMENT, LLC	May 8, 2021	Nov 29, 2006	-5,274	Firm change after gap	Other
RB CAPITAL MANAGEMENT, LLC	KARP CAPITAL MANAGEMENT CORPORATION	Dec 31, 2020	Mar 9, 2018	-1,028	Firm change after gap	Other
KARP CAPITAL MANAGEMENT CORPORATION	STRAIT & SOUND	Mar 12, 2018	Sep 1, 2020	904	Firm change after gap	Other

Relationships

Registered with (4)

→ STRAIT & SOUNDRegistered adviserregistration: current employment
Sep 1, 2020 to presentfactForm ADV
→ BARNES CAPITALRegistered adviserregistration: previous registration
Aug 10, 2006 to May 8, 2021factForm ADV
→ RB CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 7, 2016 to Dec 31, 2020factForm ADV
→ KARP CAPITAL MANAGEMENT CORPORATIONRegistered adviserregistration: previous registration
Mar 9, 2018 to Mar 12, 2018factForm ADV

Dated events

No dated event names this entity yet.