DFX Intelligence

Q••••••• C•••••• P••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

Q••••••• C•••••• P••••••• M••••••••• L••

CRD 175159

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75638b02-6f28-7107-6676-6f6e1b6b87ff

Data as of May 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 63
Dated events: 21
On other graphs: 3
Observed: Sep 28, 2015 to May 28, 2026
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Q••••••• C•••••• P••••••• M••••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

Q••••••• C•••••• P••••••• M••••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

Q••••••• C•••••• P••••••• M••••••••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $4.3B••• Locked
Discretionary RAUM: $269M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 26

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q• B••••• F••• I•• S•• S••••••••• • G••••• C•••••••••	Private Equity Fund	$452M	May 28, 2026	86	Mar 29, 2024	reported	n/a
Q• C••• F••• I• S•• S••••••••• • C••••••••• A•	Private Equity Fund	$305M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• C•••••• S•••	Shareholder	E	yes	12/2010	Mar 29, 2024	Jul 24, 2024
C•••••••• B•••••• P•	MANAGING PARTNER, D•••••OR	Na	yes	01/2015	Sep 28, 2015	Jul 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Q• D••••• S• 2• S•• R•••	n/a	n/a	n/a	N	yes	n/a
Q• F• G• L•••	n/a	n/a	n/a	N	yes	n/a
Q• G•• S•• R•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.3B	$4.8B	-9.5%	$4.5B	-1.1%	26	29	0	0

Relationships

Advises (53)

→ Q• P• F••• S•• S••••••••• • A••• H••••• O•••••••••Private fundPrivate Equity Fund, IA
May 28, 2026 to presentfactForm ADV
→ Q• B•••••••• I••Private fundPrivate Equity Fund, IA
Sep 28, 2015 to presentfactForm ADV
→ Q• C••• F••• I• F••••• B• S••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ Q• P•• S••••• S•••• • C••• 3• S•

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 28, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$4.8M
Occurred
May 28, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$166M
Occurred
May 28, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$91.6M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75638b02-6f28-7107-6676-6f6e1b6b87ff
First observed: Sep 28, 2015
Last observed: May 28, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.