DFX Intelligence

S•••• C•••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S•••• C•••••• K•••••••

Advisor at H•••••••• P••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:758b417d-8fdf-3637-3620-bc1e804a8d4a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Jan 21, 2026	n/a	yes	DOWNERS GROVE, IL\|LAKEWOOD RANCH, FL\|Naperville, IL	Current employment
H•••••••• A•••••• G••••• L••	Former SEC adviser	Nov 16, 2018	Dec 31, 2021	no	Wheaton, IL\|DOWNERS GROVE, IL\|Lakewood Ranch, FL\|Bloomingdale, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Jan 21, 2026	1,482	Bulk transfer	RIA to RIA
I•• W••••• M••••••••• L••	H•••••••• A•••••• G••••• L••	Nov 15, 2018	Nov 16, 2018

Relationships

Registered with (6)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 16, 2018 to Dec 31, 2021factForm ADV
→ I•• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 19, 2016 to Nov 15, 2018factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:758b417d-8fdf-3637-3620-bc1e804a8d4a
First observed: Nov 15, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.