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Advisor at WELLS FARGO ADVISORS
BOZEMAN, MT | HANOVER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 30, 2023 | n/a | yes | BOZEMAN, MT|HANOVER, PA | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Sep 16, 2020 | Oct 30, 2023 | no | Hanover, PA | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Jun 9, 2011 | Oct 30, 2023 | no | Fort Washington, PA|HANOVER, PA|PALM BEACH GARDENS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | WELLS FARGO ADVISORS | Oct 30, 2023 | Oct 30, 2023 | 0 | Firm change | Ibd to wirehouse |
| LINCOLN INVESTMENT | CAPITAL ANALYSTS | Oct 30, 2023 | Sep 16, 2020 | -1,139 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 162200:11025:PA:2023-10-30 | Oct 30, 2023 | Oct 30, 2023 | HANOVER, PA | Firm change |
| 519:162200:FL:2023-10-30 | Oct 30, 2023 | Sep 16, 2020 | PALM BEACH GARDENS, FL | Firm change after gap |