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RIA Intelligence

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W•••• R••• O•• • G•• H•••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered4 private fundsUmbrella registration· Plano, Texaswebsite

Asset manager (funds and pooled vehicles), based in Plano, Texas, reporting $205M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$205M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
-1.9%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 165255 · SEC 801-107906 · 22 filingsShow
CRD 165255SEC 801-107906First filing on the tape Sep 6, 2012, latest Apr 22, 2026SEC status approved since Jun 8, 2016IAPD
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$205M as of Apr 22, 2026
Mar 22, 2017$391M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 22, 2026
Mar 22, 20170 then
Employees (5.A)10 as of Apr 22, 2026
Mar 22, 20178 then
Private funds4 as of Apr 22, 2026
Mar 22, 20174 then
RAUM -1.9% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$51.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-1.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$205M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W•••• R••• O•• • G•• P••••••• I•• L•Other Private Fund$175M12Feb 24, 2016
      W•••• R••• O•• • G•• P••••••• I••• L•no longer reportedOther Private Fund$57.6M7Mar 30, 2020
      W•••• R••• O•• • G•• P••••••• I•••• L•Other Private Fund$30.1M4Feb 24, 2016
      W•••• R••• O•• • G•• P••••••• I• L•Other Private Fund$401,7477Sep 6, 2012
      W•••• R••• O•• • G•• P••••••• I•• L•Other Private Fund$13,7291Oct 18, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••• C••••••• E••••• · Managercontrol
        since 06/2012 · owns less than 5%
      • G•••••••• R••••••• B•••• · Vp Of Operationscontrol
        since 03/2013 · owns less than 5%
      • M••••••• R•••••• R•• · Managercontrol
        since 06/2012 · owns less than 5%
      • M••••••• G••••• L••• · Chief Compliance Officercontrol
        since 06/2012 · owns less than 5%
      • B•••• C••••••• E••••• · Limited Partnercontrol
        since 12/2002 · owns 25% to 50% of S••••• I••••••••• L•
      • B•••• N••••• L••• · Limited Partnercontrol
        since 12/2002 · owns 25% to 50% of S••••• I••••••••• L•
      • M••••••• R•••••• R•• · Limited Partnercontrol
        since 06/2012 · owns 75% or more of W•••• R••• P•••••••• L•
      Entity owners
      • S••••• I••••••••• L• · Member
        direct · owns 50% to 75%
      • W•••• R••• P•••••••• L• · Member
        direct · owns 50% to 75%
      • C•• H•••••• C••• · General Partner
        indirect · owns F of S••••• I••••••••• L•
      • W•••• R••• P••••••• G•• L•• · General Partner
        indirect · owns F of W•••• R••• P•••••••• L•
      Related persons
      Schedule D 7.A
      Advisers that list W•••• R••• O•• • G•• H•••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $209M to $205M
        Mar 27, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $209M to $205M
        Mar 27, 2025 to Mar 27, 2026
      • RAUM · $209M to $205M
        Mar 27, 2025 to Mar 27, 2026
      • Financial planning clients · unset to
        Aug 6, 2024 to Mar 27, 2025
      • Discretionary RAUM · $288M to $209M
        Aug 6, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $288M to $209M
        Aug 6, 2024 to Mar 27, 2025
      • RAUM · $288M to $209M
        Aug 6, 2024 to Mar 27, 2025
      • Related adviser · false to true
        Mar 27, 2024 to Aug 6, 2024
      • Discretionary RAUM · $312M to $288M
        Jun 7, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $312M to $288M
        Jun 7, 2023 to Mar 27, 2024
      • RAUM · $312M to $288M
        Jun 7, 2023 to Mar 27, 2024
      • Discretionary RAUM · $341M to $312M
        Sep 12, 2022 to Mar 28, 2023
      • Pooled vehicle RAUM · $341M to $312M
        Sep 12, 2022 to Mar 28, 2023
      • RAUM · $341M to $312M
        Sep 12, 2022 to Mar 28, 2023
      • Discretionary RAUM · $328M to $341M
        Mar 29, 2021 to Mar 23, 2022
      • Pooled vehicle RAUM · $328M to $341M
        Mar 29, 2021 to Mar 23, 2022
      • RAUM · $328M to $341M
        Mar 29, 2021 to Mar 23, 2022
      • Accounts · 5 to 4
        Apr 29, 2020 to Mar 29, 2021
      • Pooled vehicle clients · 5 to 4
        Apr 29, 2020 to Mar 29, 2021
      • Employees · 11 to 10
        Apr 29, 2020 to Mar 29, 2021
      • Private funds · 5 to 4
        Apr 29, 2020 to Mar 29, 2021
      • Discretionary RAUM · $381M to $328M
        Apr 29, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $381M to $328M
        Apr 29, 2020 to Mar 29, 2021
      • RAUM · $381M to $328M
        Apr 29, 2020 to Mar 29, 2021
      • Accounts · 4 to 5
        Mar 27, 2019 to Mar 30, 2020
      • Advisory employees · 2 to 4
        Mar 27, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 4 to 5
        Mar 27, 2019 to Mar 30, 2020
      • Employees · 8 to 11
        Mar 27, 2019 to Mar 30, 2020
      • Private funds · 4 to 5
        Mar 27, 2019 to Mar 30, 2020
      • Discretionary RAUM · $363M to $381M
        Mar 27, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $363M to $381M
        Mar 27, 2019 to Mar 30, 2020
      • RAUM · $363M to $381M
        Mar 27, 2019 to Mar 30, 2020
      • HQ city · DALLAS to PLANO
        Mar 30, 2018 to Mar 27, 2019
      • Discretionary RAUM · $365M to $363M
        Mar 30, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $365M to $363M
        Mar 30, 2018 to Mar 27, 2019
      • RAUM · $365M to $363M
        Mar 30, 2018 to Mar 27, 2019
      • Pooled vehicle clients · unset to 4.0
        Jan 4, 2018 to Mar 30, 2018
      • Discretionary RAUM · $386M to $365M
        Jan 4, 2018 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 365451523.0
        Jan 4, 2018 to Mar 30, 2018
      • RAUM · $386M to $365M
        Jan 4, 2018 to Mar 30, 2018
      Signals
      3 dated events
      • ••• Locked
        May 26, 2016 · ria registration change · fact
      • ••• Locked
        Oct 18, 2012 · ria registration change · fact
      • ••• Locked
        Sep 6, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Apr 22, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Apr 22, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026