DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• L••••• P•••••••
Lafayette, LA | BENTONVILLE, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• L••••• P••••••• | Independent wealth | Dec 17, 2018 | n/a | yes | BENTONVILLE, AR|Lafayette, LA | Current employment |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Apr 4, 2017 | Dec 21, 2018 | no | Lafayette, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A• W••••• M••••••••• L•• | F••••• L••••• P••••••• | Dec 21, 2018 | Dec 17, 2018 | -4 | Firm change | RIA to RIA |
| G••••• F•••••••• P•••••• C••••••• I••• | A• W••••• M••••••••• L•• | Apr 5, 2017 | Apr 4, 2017 |
| G••••• F•••••••• P•••••• C••••••• I••• | Former SEC adviser | Apr 16, 2014 | Apr 5, 2017 | no | NEW IBERIA, LA|SARASOTA, FL|LAFAYETTE, LA | Previous registration |
| -1 |
| Firm change |
| Other |