DFX Intelligence

Data Factory

C•••• M• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

C•••• M• W•••••

Advisor at A•••• C••••••

WAYNE, PA | Memphis, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75aefc78-0045-7e21-99c3-1fc54d0b2869

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C••••••	Independent wealth	Mar 13, 2025	n/a	yes	Memphis, TN\|WAYNE, PA	Current employment
A•••• I••••••••• G••••	Independent wealth	Mar 7, 2025	n/a	yes	Memphis, TN\|WAYNE, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• I••••••••• A•••••••• I••	A•••• I••••••••• G••••	Mar 11, 2025	Mar 7, 2025	-4	Firm change	Ibd to RIA
B• R•••• W••••• M•••••••••	R••••• I••••••••• A•••••••• I••	Dec 21, 2018

Relationships

Registered with (5)

→ A•••• C••••••Registered adviserregistration: current employment
Mar 13, 2025 to presentfactForm ADV
→ A•••• I••••••••• G••••Registered adviserregistration: current employment
Mar 7, 2025 to presentfactForm ADV
→ R••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 21, 2018 to Mar 11, 2025factForm ADV
→ B• R•••• W••••• M•••••••••

Dated events

Occurred
Mar 11, 2025
Advisor changed firm
C•••• M• W••••• left R••••• I••••••••• A•••••••• I•• for A•••• I••••••••• G•••• (registered 2025-03-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75aefc78-0045-7e21-99c3-1fc54d0b2869
First observed: Mar 30, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.