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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)31 years in industry

THOMAS PAUL GALULLO

Advisor at CETERA INVESTMENT ADVISERS LLC

Indianapolis, IN

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Search this name across graphsid dfx:ria:75b37717-95af-3f7d-9815-3e8bc608123d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Oct 12, 1994
First registration: Jan 11, 1999
Dual registered: yes, broker-dealer
Other names: TOM GALULLO
IAPD individual key: 2535291

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 6, 2026	n/a	yes	Indianapolis, IN	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 4, 2019	Feb 12, 2026	no	Indianapolis, IN	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Mar 9, 2009	Oct 10, 2019	no	INDIANAPOLIS, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2003	Mar 9, 2009	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 23, 2000	Nov 25, 2002	no	INDIANAPOLIS, IN	Previous registration
SBC WEALTH MANAGEMENT	Former SEC adviser	Jan 11, 1999	Sep 16, 2010	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	CETERA INVESTMENT ADVISERS LLC	Feb 12, 2026	Feb 6, 2026	-6	Firm change	Ibd to ibd
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 10, 2019	Oct 4, 2019	-6	Bulk transfer	Ibd to ibd
SBC WEALTH MANAGEMENT	MML INVESTORS SERVICES, LLC	Sep 16, 2010	Oct 23, 2000	-3,615	Firm change after gap	Other
LPL FINANCIAL LLC	FSC SECURITIES CORPORATION	Mar 9, 2009	Mar 9, 2009	0	Firm change	Other
MML INVESTORS SERVICES, LLC	LPL FINANCIAL LLC	Nov 25, 2002	Feb 14, 2003	81	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:105644:IN:2026-02-12	Feb 12, 2026	Feb 6, 2026	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 4, 2019 to Feb 12, 2026factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 9, 2009 to Oct 10, 2019factForm ADV
→ SBC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 11, 1999 to Sep 16, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2003 to Mar 9, 2009factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 23, 2000 to Nov 25, 2002factForm ADV

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
Thomas Paul Galullo left Cambridge Investment Research Advisors, Inc. for Cetera Investment Advisers Llc (registered 2026-02-06)
Form ADVobserved 6 days ago