RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P••• G••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 6, 2026 · Indianapolis, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 4, 2019 to Feb 12, 2026 · Indianapolis, In
- F•• S••••••••• C••••••••• formerMar 9, 2009 to Oct 10, 2019 · Indianapolis, In
- L•• F•••••••• L•• BD affiliatedFeb 14, 2003 to Mar 9, 2009 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 23, 2000 to Nov 25, 2002 · Indianapolis, In
- S•• W••••• M••••••••• formerJan 11, 1999 to Sep 16, 2010 · Indianapolis, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Feb 12, 2026, registered Feb 6, 2026 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 10, 2019, registered Oct 4, 2019 (-6 days) · corporate re-registration, not a move
- S•• W••••• M••••••••• to M•• I•••••••• S•••••••• L••left Sep 16, 2010, registered Oct 23, 2000 (-3615 days) · Other
- L•• F•••••••• L•• to F•• S••••••••• C•••••••••left Mar 9, 2009, registered Mar 9, 2009 (0 days) · Other
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Nov 25, 2002, registered Feb 14, 2003 (81 days) · Other
- T••••• P••• G•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-02-06)Feb 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address