DFX Intelligence

E•••••••• C• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

E•••••••• C• B••••••••

Advisor at A••••••• W••••• M••••••••• L••

WESLEY CHAPEL, FL | SARASOTA, FL

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Search this name across graphsid dfx:ria:75c9dbd0-f840-53c8-ac3c-7449fda835af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 25, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Sep 4, 2019	n/a	yes	WESLEY CHAPEL, FL\|SARASOTA, FL	Current employment
I•••••••• I••••••••• I•••	Former SEC adviser	Apr 22, 2019	Sep 4, 2019	no	COLORADO SPRINGS, CO\|Sarasota, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	A••••••• W••••• M••••••••• L••	Sep 4, 2019	Sep 4, 2019	0	Firm change	RIA to RIA
G••••• F•••••••• P•••••• C••••••• I•••	I•••••••• I••••••••• I•••	Apr 23, 2019	Apr 22, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:111516:FL:2019-04-23	Apr 23, 2019	Apr 22, 2019	SARASOTA, FL	Firm change

Relationships

Registered with (6)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 4, 2019 to presentfactForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 22, 2019 to Sep 4, 2019factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2013 to Apr 23, 2019factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75c9dbd0-f840-53c8-ac3c-7449fda835af
First observed: Jun 25, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.