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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Chimaobi Abarikwu

Advisor at OSAIC INSTITUTIONS, INC.

Gilbert, AZ

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Search this name across graphsid dfx:ria:75ca30be-be3a-32aa-9534-34df79ef58df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jun 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 29, 2021
First registration: Jun 30, 2021
Dual registered: yes, broker-dealer
Other names: Jimmy Abarikwu|Chimaobi Abarikwu|Chimaobi Joshua Abarikwu|Chimaobi J Abarikwu
IAPD individual key: 7331951

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Aug 31, 2026	n/a	yes	Gilbert, AZ	Current employment
EDWARD JONES	National bd RIA	Dec 5, 2024	Jul 9, 2026	no	SCOTTSDALE, AZ\|Mesa, AZ\|ST LOUIS, MO\|SCOTTSDALE, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Sep 13, 2023	no	TEMPE, AZ	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Nov 7, 2022	Jul 19, 2023	no	TEMPE, AZ\|OMAHA, NE	Previous registration
MORGAN STANLEY	Wirehouse	Mar 10, 2022	Oct 19, 2022	no	GILBERT, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 30, 2021	Jan 5, 2022	no	NEW YORK, NY\|CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	OSAIC INSTITUTIONS, INC.	Jul 9, 2026	Aug 31, 2026	53	Firm change	Ibd to ibd
LPL FINANCIAL LLC	EDWARD JONES	Sep 13, 2023	Dec 5, 2024	449	Firm change after gap	Ibd to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Oct 19, 2022	Nov 7, 2022	19	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jan 5, 2022	Mar 10, 2022	64	Firm change	Wirehouse to wirehouse

Relationships

Registered with (6)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 5, 2024 to Jul 9, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Sep 13, 2023factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Nov 7, 2022 to Jul 19, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 10, 2022 to Oct 19, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 30, 2021 to Jan 5, 2022factForm ADV

Dated events

Occurred
Jul 9, 2026
Advisor changed firm
Chimaobi Abarikwu left Edward Jones for Osaic Institutions, Inc. (registered 2026-08-31)
Form ADVobserved 4 days ago
Occurred
Sep 13, 2023
Advisor changed firm
Chimaobi Abarikwu left Lpl Financial Llc for Edward Jones (registered 2024-12-05)
Form ADVobserved 4 days ago
Occurred
Oct 19, 2022
Advisor changed firm
Chimaobi Abarikwu left Morgan Stanley for Bancwest Investment Services, Inc. (Bwis) (registered 2022-11-07)
Form ADVobserved 4 days ago
Occurred
Jan 5, 2022
Advisor changed firm
Chimaobi Abarikwu left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2022-03-10)
Form ADVobserved 4 days ago