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Advisor at SOUTH TEXAS CAPITAL ADVISORS, LLC
NEW BRAUNFELS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUTH TEXAS CAPITAL ADVISORS, LLC | Independent wealth | May 22, 2017 | n/a | yes | NEW BRAUNFELS, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 11, 2015 | Jul 5, 2016 | no | NEW BRAUNFELS, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 3, 2013 | May 19, 2015 | no | NEW BRAUNFELS, TX|NEW BRAUNFELS, TX|NEW BRAUNFELS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 23, 2011 | Jul 3, 2013 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SOUTH TEXAS CAPITAL ADVISORS, LLC | Jul 5, 2016 | May 22, 2017 | 321 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 19, 2015 | May 11, 2015 | -8 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jul 3, 2013 | Jul 3, 2013 | 0 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:283773:TX:2016-07-05 | Jul 5, 2016 | May 22, 2017 | NEW BRAUNFELS, TX | Firm change |
| 79:149018:TX:2015-05-12 | May 19, 2015 | May 11, 2015 | NEW BRAUNFELS, TX | Firm change |