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RIA Intelligence
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Registered advisor
J•••• E••• M••••
Feed of 09/14/2026
Also filed as J•••• E M••••
At current firm
9 y
since May 22, 2017
In the industry
16 y
since Jun 11, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• T•••• C•••••• A•••••••• L•• independent RIA currentsince May 22, 2017 · New Braunfels, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 11, 2015 to Jul 5, 2016 · New Braunfels, Tx
- J••• M••••• S••••••••• L•• wirehouseJul 3, 2013 to May 19, 2015 · New Braunfels, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 23, 2011 to Jul 3, 2013 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••• T•••• C•••••• A•••••••• L••left Jul 5, 2016, registered May 22, 2017 (321 days) · Other · moved with a team
- J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 19, 2015, registered May 11, 2015 (-8 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jul 3, 2013, registered Jul 3, 2013 (0 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address