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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MICHAEL C MCNABB

Advisor at SVB WEALTH

Boston, MA | BOSTON, MA

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Search this name across graphsid dfx:ria:75df57c8-c4d4-6473-1ee8-0acf6df08a7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SVB WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 8
Exams: S63|S66|S65
First exam: Feb 7, 2008
First registration: Feb 14, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL CHARLES NCNABB|MICHAEL CHARLES MCNABB
IAPD individual key: 1134091

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Dec 3, 2025	n/a	yes	Boston, MA	Current employment
SVB WEALTH	Independent wealth	Jul 24, 2019	n/a	yes	BOSTON, MA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Feb 10, 2017	Jul 3, 2019	no	MINNEAPOLIS, MN\|BOSTON, MA\|MINNEAPOLIS, MN\|TARPON SPRINGS, FL\|MINNEAPOLIS, MN	Previous registration
APPLE LANE ADVISORY, LLC	n/a	Oct 12, 2010	Jul 24, 2013	no	LEXINGTON, MA\|LANCASTER, MA	Previous registration
COMPASS CAPITAL CORPORATION	Independent wealth	Feb 14, 2008	Oct 26, 2010	no	BRAINTREE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SVB WEALTH	Jul 3, 2019	Jul 24, 2019	21	Firm change	Wirehouse to RIA
APPLE LANE ADVISORY, LLC	WELLS FARGO ADVISORS	Jul 24, 2013	Feb 10, 2017	1,297	Firm change after gap	Other
COMPASS CAPITAL CORPORATION	APPLE LANE ADVISORY, LLC	Oct 26, 2010	Oct 12, 2010	-14	Firm change	Other

Relationships

Registered with (5)

→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: current employment
Jul 24, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 10, 2017 to Jul 3, 2019factForm ADV
→ APPLE LANE ADVISORY, LLCRegistered adviserregistration: previous registration
Oct 12, 2010 to Jul 24, 2013factForm ADV
→ COMPASS CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Feb 14, 2008 to Oct 26, 2010factForm ADV

Dated events

No dated event names this entity yet.