RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliated currentsince Dec 3, 2025 · Boston, Ma
- S•• W••••• independent RIA currentsince Jul 24, 2019 · Boston, Ma
- W•••• F•••• A••••••• wirehouseFeb 10, 2017 to Jul 3, 2019 · Minneapolis, Mn
- A•••• L••• A•••••••• L•• unclassifiedOct 12, 2010 to Jul 24, 2013 · Lexington, Ma
- C•••••• C•••••• C••••••••• independent RIAFeb 14, 2008 to Oct 26, 2010 · Braintree, Ma
- W•••• F•••• A••••••• to S•• W•••••left Jul 3, 2019, registered Jul 24, 2019 (21 days) · Wirehouse to independent RIA
- A•••• L••• A•••••••• L•• to W•••• F•••• A•••••••left Jul 24, 2013, registered Feb 10, 2017 (1297 days) · Other
- C•••••• C•••••• C••••••••• to A•••• L••• A•••••••• L••left Oct 26, 2010, registered Oct 12, 2010 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address