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RIA / WealthAdvisorPersonal Financial Specialist19 years in industry

TRAVIS BLUE SMITH

Advisor at DELTA INVESTMENT MANAGEMENT, LLC

Greenville, SC

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Search this name across graphsid dfx:ria:76355470-5930-7a65-8da1-a4286c098a3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DELTA INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S66
First exam: Nov 24, 2006
First registration: Nov 27, 2006
Dual registered: no
IAPD individual key: 5221821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DELTA INVESTMENT MANAGEMENT, LLC	Independent wealth	Jan 5, 2026	n/a	yes	Greenville, SC	Current employment
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Feb 24, 2017	Feb 7, 2018	no	Greenville, SC	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	May 31, 2016	Feb 21, 2017	no	Greenville, SC\|WHEATON, IL	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Jan 7, 2010	Nov 12, 2010	no	GREER, SC	Previous registration
OSAIC FS, INC.	Former SEC adviser	Oct 13, 2008	Aug 20, 2009	no	GREENVILLE, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Apr 14, 2008	no	GREENVILLE, SC	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Nov 27, 2006	Jan 1, 2008	no	GREENVILLE, SC\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE WEALTH ADVISORS, LLC	DELTA INVESTMENT MANAGEMENT, LLC	Feb 7, 2018	Jan 5, 2026	2,889	Firm change after gap	RIA to RIA
BROOKSTONE CAPITAL MANAGEMENT LLC	BROOKSTONE WEALTH ADVISORS, LLC	Feb 21, 2017	Feb 24, 2017	3	Firm change	Other
J. W. COLE ADVISORS, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Nov 12, 2010	May 31, 2016	2,027	Firm change after gap	Other
OSAIC FS, INC.	J. W. COLE ADVISORS, INC.	Aug 20, 2009	Jan 7, 2010	140	Firm change	Other
WELLS FARGO ADVISORS	OSAIC FS, INC.	Apr 14, 2008	Oct 13, 2008	182	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (7)

→ DELTA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 24, 2017 to Feb 7, 2018factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
May 31, 2016 to Feb 21, 2017factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Jan 7, 2010 to Nov 12, 2010factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Oct 13, 2008 to Aug 20, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Apr 14, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Nov 27, 2006 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.