DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Travis Blue Smith

Delta Investment Management, LLCindependent RIAGreenville, ScIA-onlyIAPD 5221821

Personal Financial Specialist

Feed of 09/14/2026

At current firm

0 y

since Jan 5, 2026

In the industry

19 y

since Nov 24, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Investment Advisor - NorthStarreporteddeltaim.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Delta Investment Management, LLC independent RIA current
since Jan 5, 2026 · Greenville, Sc
Brookstone Wealth Advisors, LLC no RAUM
Feb 24, 2017 to Feb 7, 2018 · Greenville, Sc
Brookstone Capital Management LLC independent RIA
May 31, 2016 to Feb 21, 2017 · Greenville, Sc
J. W. Cole Advisors, Inc. BD affiliated
Jan 7, 2010 to Nov 12, 2010 · Greer, Sc
Osaic Fs, Inc. former
Oct 13, 2008 to Aug 20, 2009 · Greenville, Sc
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Apr 14, 2008 · Greenville, Sc
A. G. Edwards & Sons, Inc. unclassified
Nov 27, 2006 to Jan 1, 2008 · Greenville, Sc

Moves

a registration end followed by a registration begin elsewhere

Brookstone Wealth Advisors, LLC to Delta Investment Management, LLC
left Feb 7, 2018, registered Jan 5, 2026 (2889 days) · RIA to RIA
Brookstone Capital Management LLC to Brookstone Wealth Advisors, LLC
left Feb 21, 2017, registered Feb 24, 2017 (3 days) · Other
J. W. Cole Advisors, Inc. to Brookstone Capital Management LLC
left Nov 12, 2010, registered May 31, 2016 (2027 days) · Other
Osaic Fs, Inc. to J. W. Cole Advisors, Inc.
left Aug 20, 2009, registered Jan 7, 2010 (140 days) · Other
Wells Fargo Advisors to Osaic Fs, Inc.
left Apr 14, 2008, registered Oct 13, 2008 (182 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address