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Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
Palm City, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | May 8, 2014 | n/a | yes | Palm City, FL | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 7, 2007 | Dec 17, 2009 | no | CORAL GABLES, FL|DORAL, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 28, 2002 | Oct 26, 2007 | no | BOCA RATON, FL|MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | TRANSAMERICA RETIREMENT ADVISORS, LLC | Dec 17, 2009 | May 8, 2014 | 1,603 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CITIGROUP GLOBAL MARKETS INC. | Oct 26, 2007 | Nov 7, 2007 | 12 | Firm change | Other |