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RIA / WealthAdvisor13 years in industry

ALEXANDER JOSEPH HEARLEY

Advisor at TOP RANK WEALTH MANAGEMENT, LLC

RALEIGH, NC

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Search this name across graphsid dfx:ria:7643c6f0-a2ab-97be-7e9b-fcfcfa2a2394

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TOP RANK WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Aug 27, 2019
First registration: Sep 3, 2019
Dual registered: no
Other names: ALEX HEARLEY|ALEXANDER JOSEPH HEARLEY|Alexander Hearley
IAPD individual key: 7094213

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TOP RANK WEALTH MANAGEMENT, LLC	State registered	Jun 4, 2026	n/a	yes	RALEIGH, NC	Current employment
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Jul 29, 2022	Jun 4, 2026	no	RALEIGH, NC\|MINNEAPOLIS, MN	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 1, 2021	Feb 16, 2022	no	CLIFTON PARK, NY	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 3, 2019	Oct 5, 2021	no	LATHAM, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDHAWK WEALTH ADVISORS, INC.	TOP RANK WEALTH MANAGEMENT, LLC	Jun 4, 2026	Jun 4, 2026	0	Firm change	RIA to state RIA
CETERA ADVISOR NETWORKS LLC	REDHAWK WEALTH ADVISORS, INC.	Feb 16, 2022	Jul 29, 2022	163	Firm change	Ibd to RIA
VALIC FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Oct 5, 2021	Oct 1, 2021	-4	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ TOP RANK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 4, 2026 to presentfactForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 29, 2022 to Jun 4, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 1, 2021 to Feb 16, 2022factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 3, 2019 to Oct 5, 2021factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
Alexander Joseph Hearley left Redhawk Wealth Advisors, Inc. for Top Rank Wealth Management, Llc (registered 2026-06-04)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2022
Advisor changed firm
Alexander Joseph Hearley left Cetera Advisor Networks Llc for Redhawk Wealth Advisors, Inc. (registered 2022-07-29)
Form ADVobserved 5 days ago