DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••••• J••••• H••••••

T•• R••• W••••• M••••••••• L••state registeredRaleigh, NcIA-onlyIAPD 7094213

Feed of 09/14/2026

Also filed as Alex H••••••

At current firm

0 y

since Jun 4, 2026

In the industry

13 y

since May 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• R••• W••••• M••••••••• L•• state registered current
since Jun 4, 2026 · Raleigh, Nc
R•••••• W••••• A•••••••• I••• independent RIA
Jul 29, 2022 to Jun 4, 2026 · Raleigh, Nc
C••••• A•••••• N••••••• L•• former
Oct 1, 2021 to Feb 16, 2022 · Clifton Park, Ny
V•••• F•••••••• A•••••••• I••• BD affiliated
Sep 3, 2019 to Oct 5, 2021 · Latham, Ny

Moves

a registration end followed by a registration begin elsewhere

R•••••• W••••• A•••••••• I••• to T•• R••• W••••• M••••••••• L••
left Jun 4, 2026, registered Jun 4, 2026 (0 days) · RIA to a state-registered adviser
C••••• A•••••• N••••••• L•• to R•••••• W••••• A•••••••• I•••
left Feb 16, 2022, registered Jul 29, 2022 (163 days) · Affiliated broker-dealer or bank to independent RIA
V•••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Oct 5, 2021, registered Oct 1, 2021 (-4 days) · Affiliated broker-dealer or bank to another

Signals

A•••••••• J••••• H•••••• left R•••••• W••••• A•••••••• I••• for T•• R••• W••••• M••••••••• L•• (registered 2026-06-04)
Jun 4, 2026 · a•••••• firm change · fact
A•••••••• J••••• H•••••• left C••••• A•••••• N••••••• L•• for R•••••• W••••• A•••••••• I••• (registered 2022-07-29)
Feb 16, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address