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RIA / WealthAdvisor10 years in industry

STEVEN MICHAEL SCHARFF

Advisor at BAKER TILLY WEALTH MANAGEMENT, LLC

MADISON, WI | Anaconda, MT

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Search this name across graphsid dfx:ria:7659c934-569b-ed3a-7004-074117f4de2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAKER TILLY WEALTH MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Mar 5, 2020
First registration: Mar 19, 2020
Dual registered: no
Other names: STEVEN SCHARFF
IAPD individual key: 6274937

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAKER TILLY WEALTH MANAGEMENT, LLC	Mixed wealth	Sep 24, 2021	n/a	yes	MADISON, WI\|Anaconda, MT	Current employment
NORTHLAND ASSET MANAGEMENT	Independent wealth	Jan 6, 2021	Aug 31, 2021	no	MINNEAPOLIS, MN	Previous registration
BAKER TILLY WEALTH MANAGEMENT, LLC	Mixed wealth	Dec 23, 2020	Jan 8, 2021	no	ST. PAUL, MN	Previous registration
BAKER TILLY INVESTMENT SERVICES	Former SEC adviser	Mar 19, 2020	Dec 26, 2020	no	MADISON, WI\|ST. PAUL, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHLAND ASSET MANAGEMENT	BAKER TILLY WEALTH MANAGEMENT, LLC	Aug 31, 2021	Sep 24, 2021	24	Firm change	RIA to RIA
BAKER TILLY WEALTH MANAGEMENT, LLC	NORTHLAND ASSET MANAGEMENT	Jan 8, 2021	Jan 6, 2021	-2	Firm change	RIA to RIA
BAKER TILLY INVESTMENT SERVICES	BAKER TILLY WEALTH MANAGEMENT, LLC	Dec 26, 2020	Dec 23, 2020	-3	Firm change	Other

Relationships

Registered with (3)

→ BAKER TILLY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 23, 2020 to Jan 8, 2021factForm ADV
→ NORTHLAND ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 6, 2021 to Aug 31, 2021factForm ADV
→ BAKER TILLY INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 19, 2020 to Dec 26, 2020factForm ADV

Dated events

No dated event names this entity yet.