DFX Intelligence

B•••• T•••• I••••••••• S•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

B•••• T•••• I••••••••• S•••••••

B•••• T•••• I••••••••• S•••••••, LLC, CRD 300822

MADISON, WI

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Search this name across graphsid dfx:ria:77814b43-458e-b37c-f14f-70f01832fe35

Data as of Aug 19, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Feb 14, 2019 to Aug 19, 2020
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $192M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• T•••• U•• L••	SOLE OWNER/MANAGING MEMBER	E	yes	02/2019	Aug 19, 2020	Aug 19, 2020
D•••••• C••••••	CHIEF FINANCIAL OFFICER	Na	yes	06/2020	Aug 19, 2020	Aug 19, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• T•••• F••••••••• L••	n/a	Mixed wealth	$5.2B	N	yes	n/a
B•••• T•••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Indianapolis	In	United States	4	no
SAINT PAUL	Mn	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Aug 19, 2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.7B	$1.6B	8.1%	n/a	n/a	7	8	2	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••• T•••• W••••• M••••••••• L••	5	Dec 26, 2020	Dec 23, 2020	MADISON, WI	Firm absorbed	Other	71.4%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
U•••••• C••• A••••••• S•••••••• L••	4	Mar 29, 2019	Mar 18, 2019	INDIANAPOLIS, IN	Firm absorbed	Other	100.0%

Relationships

Affiliated with (1)

→ B•••• T•••• W••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← O••••• B••••••• R•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 14, 2019 to presentfactForm ADV
← S••••••••• K••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 19, 2020 to presentfactForm ADV
← D•••••• C••••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual

Dated events

Occurred
Aug 19, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 19, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 19, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 19, 2020
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77814b43-458e-b37c-f14f-70f01832fe35
First observed: Feb 14, 2019
Last observed: Aug 19, 2020 74 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.