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RIA / WealthAdvisor38 years in industry

ROGER ALAN NICHOLLS

Advisor at BEST LIFE INFINITY, LLC

BOISE, ID | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:765aa275-ee1d-14c2-0bb1-119476b27f7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEST LIFE INFINITY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Jun 4, 1988
First registration: Feb 16, 2005
Dual registered: no
Other names: ALAN NICHOLLS
IAPD individual key: 1832447

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEST LIFE INFINITY, LLC	Independent wealth	Jan 10, 2023	n/a	yes	COLORADO SPRINGS, CO\|BOISE, ID	Current employment
INVESTMENT ADVISOR GROUP	Independent wealth	Oct 27, 2021	Dec 31, 2022	no	HANCOCK, NY\|BOISE, ID	Previous registration
ONE WEALTH MAP, LLC	Independent wealth	May 26, 2021	Oct 8, 2021	no	Boise, ID\|LAS VEGAS, NV	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	May 25, 2021	no	LAVISTA, NE	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Feb 28, 2020	Nov 6, 2020	no	BOISE, ID\|SEATTLE, WA	Previous registration
LEGACY WEALTH MANAGEMENT, LLC	Independent wealth	Oct 25, 2016	Aug 15, 2017	no	Boise, ID	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 13, 2016	May 6, 2016	no	BOISE, ID	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jun 24, 2015	Jan 12, 2016	no	EAGLE, ID	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 16, 2005	Apr 4, 2012	no	BOISE, ID\|Boise, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT ADVISOR GROUP	BEST LIFE INFINITY, LLC	Dec 31, 2022	Jan 10, 2023	10	Firm change	RIA to new firm
ONE WEALTH MAP, LLC	INVESTMENT ADVISOR GROUP	Oct 8, 2021	Oct 27, 2021	19	Firm change	RIA to RIA
ARBOR POINT ADVISORS	ONE WEALTH MAP, LLC	May 25, 2021	May 26, 2021	1	Firm change	Ibd to RIA
KMS FINANCIAL SERVICES, INC	ARBOR POINT ADVISORS	Nov 6, 2020	Nov 6, 2020	0	Channel change	Ibd to ibd
LEGACY WEALTH MANAGEMENT, LLC	KMS FINANCIAL SERVICES, INC	Aug 15, 2017	Feb 28, 2020	927	Firm change after gap	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	LEGACY WEALTH MANAGEMENT, LLC	May 6, 2016	Oct 25, 2016	172	Firm change	Ibd to RIA
CETERA ADVISORS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 12, 2016	Jan 13, 2016	1	Firm change	Other
CHARLES SCHWAB & CO., INC.	CETERA ADVISORS LLC	Apr 4, 2012	Jun 24, 2015	1,176	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (9)

→ BEST LIFE INFINITY, LLCRegistered adviserregistration: current employment
Jan 10, 2023 to presentfactForm ADV
→ INVESTMENT ADVISOR GROUPRegistered adviserregistration: previous registration
Oct 27, 2021 to Dec 31, 2022factForm ADV
→ ONE WEALTH MAP, LLCRegistered adviserregistration: previous registration
May 26, 2021 to Oct 8, 2021factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to May 25, 2021factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Feb 28, 2020 to Nov 6, 2020factForm ADV
→ LEGACY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 25, 2016 to Aug 15, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 13, 2016 to May 6, 2016factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jun 24, 2015 to Jan 12, 2016factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 16, 2005 to Apr 4, 2012factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Roger Alan Nicholls left Investment Advisor Group for Best Life Infinity, Llc (registered 2023-01-10)
Form ADVobserved 6 days ago