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B••••••• B•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industrynot currently registered

B••••••• B•••• T•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

CHARLOTTE, NC | PAWLEYS ISLAND, SC

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Search this name across graphsid dfx:ria:76770ed6-d7c1-d455-4b66-83dfb6f01881

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Feb 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 4, 2026	n/a	yes	CHARLOTTE, NC\|PAWLEYS ISLAND, SC	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jun 30, 2025	Mar 19, 2026	no	CONWAY, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 19, 2026	May 4, 2026	46	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	T••••• A••••••• S•••••••• I•••	Jun 26, 2025	Jun 30, 2025

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2025 to Mar 19, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 5, 2023 to Jun 26, 2025factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 19, 2026
Advisor changed firm
B••••••• B•••• T••••• left T••••• A••••••• S•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-05-04)
Form ADVobserved 7 days ago
Occurred
Jun 26, 2025
Advisor changed firm
B••••••• B•••• T••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2025-06-30)
Form ADVobserved 7 days ago
Occurred
Oct 27, 2023
Advisor changed firm
B••••••• B•••• T••••• left A••••• A•• P••••••• S••••••• for W•••• F•••• A••••••• (registered 2023-12-05)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76770ed6-d7c1-d455-4b66-83dfb6f01881
First observed: Feb 24, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.