DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• B•••• T•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseCharlotte, Nc dual registrantIAPD 6259652

Feed of 09/14/2026

Also filed as Benjamin Taylor

At current firm

0 y

since May 4, 2026

In the industry

16 y

since Dec 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since May 4, 2026 · Charlotte, Nc
T••••• A••••••• S•••••••• I••• BD affiliated
Jun 30, 2025 to Mar 19, 2026 · Conway, Sc
W•••• F•••• A••••••• wirehouse
Dec 5, 2023 to Jun 26, 2025 · Charleston, Sc
A••••• A•• P••••••• S••••••• BD affiliated
Apr 25, 2023 to Oct 27, 2023 · Conway, Sc
W•••• F•••• A••••••• wirehouse
Feb 24, 2014 to Apr 22, 2023 · Surfside Beach, Sc

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 19, 2026, registered May 4, 2026 (46 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
left Jun 26, 2025, registered Jun 30, 2025 (4 days) · Wirehouse to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to W•••• F•••• A•••••••
left Oct 27, 2023, registered Dec 5, 2023 (39 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••
left Apr 22, 2023, registered Apr 25, 2023 (3 days) · Wirehouse to affiliated broker-dealer or bank

Signals

B••••••• B•••• T••••• no longer holds an investment adviser registration (last listed at M•••••• L••••• P•••••• F••••• • S•••• I••••••••• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
B••••••• B•••• T••••• left T••••• A••••••• S•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-05-04)
Mar 19, 2026 · Advisor changed firm · fact
B••••••• B•••• T••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2025-06-30)
Jun 26, 2025 · Advisor changed firm · fact
B••••••• B•••• T••••• left A••••• A•• P••••••• S••••••• for W•••• F•••• A••••••• (registered 2023-12-05)
Oct 27, 2023 · Advisor changed firm · fact
B••••••• B•••• T••••• left W•••• F•••• A••••••• for A••••• A•• P••••••• S••••••• (registered 2023-04-25)
Apr 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address