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Advisor at WELLS FARGO ADVISORS
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 6, 2025 | n/a | yes | RICHMOND, VA | Current employment |
| GALLAGHER FIDUCIARY ADVISORS, LLC | Institutional manager | Jul 10, 2023 | Oct 9, 2025 | no | Richmond, VA | Previous registration |
| F3LOGIC, LLC | Former SEC adviser | Nov 1, 2017 | May 19, 2023 | no | Richmond, VA|BURNSVILLE, MN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Sep 27, 2007 | Nov 6, 2017 | no | RICHMOND, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 15, 2003 | Jan 13, 2006 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS, LLC | WELLS FARGO ADVISORS | Oct 9, 2025 | Oct 6, 2025 | -3 | Firm change | Other |
| F3LOGIC, LLC | GALLAGHER FIDUCIARY ADVISORS, LLC | May 19, 2023 | Jul 10, 2023 | 52 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | F3LOGIC, LLC | Nov 6, 2017 | Nov 1, 2017 | -5 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jan 13, 2006 | Sep 27, 2007 | 622 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146509:11025:VA:2025-10-09 | Oct 9, 2025 | Oct 6, 2025 | RICHMOND, VA | Firm change |
| 289863:146509:MN:2023-05-19 | May 19, 2023 | Jul 10, 2023 | BURNSVILLE, MN | Firm change |
| 29604:289863:VA:2017-11-06 | Nov 6, 2017 | Nov 1, 2017 | RICHMOND, VA | Firm change |