DFX Intelligence
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Reading the graph
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Advisor at A•••••••• C•••••• M••••••••• L••
LOS ANGELES, CA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••••• C•••••• M••••••••• L•• | Other adviser | Oct 6, 2015 | n/a | yes | SAN DIEGO, CA|LOS ANGELES, CA | Current employment |
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | Apr 8, 2014 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••• A•••• M••••••••• L•• | A•••••••• C•••••• M••••••••• L•• | Apr 8, 2014 | Oct 6, 2015 | 546 | Firm change after gap | Other |
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 |
| N••••• F••• A•••••••• L•• | Asset manager | Nov 12, 2010 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| N••••• F••• A•••••••• L•• | Asset manager | Aug 16, 2005 | Jan 19, 2010 | no | CHICAGO, IL | Previous registration |
| 0 |
| Bulk transfer |
| Other |