DFX Intelligence

A••••• E•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A••••• E•••••• S••••••

Advisor at G••••••• P••• W••••• A•••••••• L••

Smyrna, GA | NASHVILLE, TN

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Search this name across graphsid dfx:ria:9ff24eb3-051d-57aa-9020-561746e6accf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• P••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• P••• W••••• A•••••••• L••	State registered	Aug 23, 2023	n/a	yes	NASHVILLE, TN\|Smyrna, GA\|NASHVILLE, TN	Current employment
W•••••••• C•••••• A•••••••	Asset manager	Sep 29, 2015	Feb 24, 2016	no	MISSION WOODS, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• C•••••• A•••••••	G••••••• P••• W••••• A•••••••• L••	Feb 24, 2016	Aug 23, 2023	2,737	Firm change after gap	Other
E•••••••• S••••••••• I••••••••• C••••••••• G••••• L••	W•••••••• C•••••• A•••••••	Dec 31, 2014	Sep 29, 2015

Relationships

Registered with (4)

→ G••••••• P••• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 23, 2023 to presentfactForm ADV
→ W•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Sep 29, 2015 to Feb 24, 2016factForm ADV
→ E•••••••• S••••••••• I••••••••• C••••••••• G••••• L••Registered adviserregistration: previous registration
Jan 10, 2013 to Dec 31, 2014factForm ADV
→ A•••• S••••••••• I••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ff24eb3-051d-57aa-9020-561746e6accf
First observed: Mar 5, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.