DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W•••• F•••••••• G•••• I•••

Independent wealth managerDallas, TexasCRD 13478SEC 801-135680websiteIAPD
Latest filing Apr 21, 2026
First filing on the tape Apr 21, 2026 · 1 filings
SEC status approved since Apr 22, 2026
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$123M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$20.5M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $123M
HNW client RAUM: $118M
State-registered IARs (5.B.3): 6
Employees (5.A): 11
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$20.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
9derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$782,369derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
1.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$118M96%
  • Individuals$4.4M3.6%
Individual clients
13reported
HNW clients
42reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
157reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S••••• D•••••• S••••Dallas, Tx Nov 24, 200934 y1
L••• L•• G••••Dallas, TxMar 4, 201026 y5
R••••• E••• W••••Dallas, Tx Mar 27, 201736 y1
M•••••• B•••• D•••••••••Chartered Financial ConsultantDallas, Tx Jan 2, 201825 y1
D••••• M••••• G••••Dallas, TxMar 18, 202120 y0
R••••• M•••• T••••Dallas, Tx Aug 27, 202528 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Dallas, Tx · principal600
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • Alton Barrett Thompson no longer registered at W•••• F•••••••• G•••• I•••; no later IA registration on IAPD
    Mar 22, 2022 · Advisor departure · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
bob@vistaprivate.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
512-686-6813reportedpublished by the firm, firm site, Sep 16, 2026
Website
vistaprivate.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(469) 916-4287reportedpublic record, Form ADV, Apr 21, 2026
Contact form
vistaprivate.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page
vistaprivate.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$20.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026