DFX Intelligence

L••• R•••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

L••• R•••••••• M•••••

Advisor at S••••••••• L••

Charlotte, NC | ATLANTA, GA

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Search this name across graphsid dfx:ria:7695450b-68bc-67c2-3e2c-77e73553717a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 9, 2017 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••• R•••••••• M•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• L••	Independent wealth	Oct 4, 2019	n/a	yes	ATLANTA, GA\|Charlotte, NC	Current employment
M•••••• P•••••••	Former SEC adviser	Nov 9, 2017	Sep 4, 2019	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• P•••••••	S••••••••• L••	Sep 4, 2019	Oct 4, 2019	30	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••••• L••Registered adviserregistration: current employment
Oct 4, 2019 to presentfactForm ADV
→ M•••••• P•••••••Registered adviserregistration: previous registration
Nov 9, 2017 to Sep 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7695450b-68bc-67c2-3e2c-77e73553717a
First observed: Nov 9, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.