DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RWA WEALTH PARTNERS
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RWA WEALTH PARTNERS | Independent wealth | Dec 10, 2025 | n/a | yes | BOSTON, MA | Current employment |
| HERITAGE FINANCIAL SERVICES | Former SEC adviser | May 29, 2025 | Nov 24, 2025 | no | WESTWOOD, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 5, 2020 | Nov 14, 2023 | no | NEW YORK, NY|HOUSTON, TX|RIVERSIDE, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HERITAGE FINANCIAL SERVICES | RWA WEALTH PARTNERS | Nov 24, 2025 | Dec 10, 2025 | 16 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HERITAGE FINANCIAL SERVICES | Nov 14, 2023 | May 29, 2025 | 562 | Firm change after gap | Wirehouse to RIA |