RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• G•••••••
- R•• W••••• P••••••• independent RIA currentsince Dec 10, 2025 · Boston, Ma
- H••••••• F•••••••• S••••••• formerMay 29, 2025 to Nov 24, 2025 · Westwood, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 5, 2020 to Nov 14, 2023 · New York, Ny
- H••••••• F•••••••• S••••••• to R•• W••••• P•••••••left Nov 24, 2025, registered Dec 10, 2025 (16 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••• F•••••••• S•••••••left Nov 14, 2023, registered May 29, 2025 (562 days) · Wirehouse to independent RIA
- S••••• G••••••• left H••••••• F•••••••• S••••••• for R•• W••••• P••••••• (registered 2025-12-10)Nov 24, 2025 · Advisor changed firm · fact
- S••••• G••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H••••••• F•••••••• S••••••• (registered 2025-05-29)Nov 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address