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Advisor at MAIN STREET FINANCIAL SOLUTIONS, LLC
NEWTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL SOLUTIONS, LLC | Independent wealth | Feb 28, 2024 | n/a | yes | NEWTOWN, PA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 29, 2015 | Jul 10, 2023 | no | NEWTOWN, PA|PHILADELPHIA, PA|NORTHFIELD, NJ|PHILADELPHIA, PA|CONSHOHOCKEN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 18, 2010 | Jan 30, 2015 | no | PHILADELPHIA, PA|NEW YORK, NY|BLUE BELL, PA|WAYNE, PA|PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MAIN STREET FINANCIAL SOLUTIONS, LLC | Jul 10, 2023 | Feb 28, 2024 | 233 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jan 30, 2015 | Jan 29, 2015 | -1 | Firm change | Wirehouse to wirehouse |