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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

DANIEL ENRIQUE LUNA

Advisor at WELLS FARGO ADVISORS

WINTER PARK, FL | KISSIMMEE, FL | ORLANDO, FL

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Search this name across graphsid dfx:ria:76e33f41-1c6e-1688-7269-fbbf2d91ce0c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 16, 2009
First registration: Aug 24, 2009
Dual registered: yes, broker-dealer
Other names: DANNY LUNA
IAPD individual key: 5606606

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Dec 14, 2020	n/a	yes	KISSIMMEE, FL\|KISSIMMEE, FL\|ORLANDO, FL\|WINTER PARK, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 13, 2014	Dec 1, 2020	no	WINTER PARK, FL\|ORLANDO, FL\|CELEBRATION, FL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Sep 24, 2013	Feb 5, 2014	no	HOOVER, AL\|WINTER PARK, FL\|ORLANDO, FL\|ST CLOUD, MN\|WINTER PARK, FL\|CELEBRATION, FL	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jun 28, 2012	Sep 13, 2013	no	MAITLAND, FL\|ORLANDO, FL\|LONGWOOD, FL	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Aug 24, 2009	Jun 15, 2012	no	INDIAN HARBOUR BEACH, FL\|ORLANDO, FL\|PALM CITY, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	WELLS FARGO ADVISORS	Dec 1, 2020	Dec 14, 2020	13	Firm change	Ibd to wirehouse
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Feb 5, 2014	Feb 13, 2014	8	Firm change	Other
NEXT FINANCIAL GROUP, INC.	CETERA INVESTMENT SERVICES LLC	Sep 13, 2013	Sep 24, 2013	11	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	NEXT FINANCIAL GROUP, INC.	Jun 15, 2012	Jun 28, 2012	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:19616:FL:2020-11-30	Dec 1, 2020	Dec 14, 2020	CELEBRATION, FL	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Dec 14, 2020 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 13, 2014 to Dec 1, 2020factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Sep 24, 2013 to Feb 5, 2014factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 28, 2012 to Sep 13, 2013factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Aug 24, 2009 to Jun 15, 2012factForm ADV

Dated events

No dated event names this entity yet.