DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Enrique Luna
Feed of 09/15/2026
Also filed as Danny Luna
At current firm
5 y
since Dec 14, 2020
In the industry
17 y
since Jun 16, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Dec 14, 2020 · Kissimmee, Fl
- Cetera Investment Advisers LLC BD affiliatedFeb 13, 2014 to Dec 1, 2020 · Winter Park, Fl
- Cetera Investment Services LLC formerSep 24, 2013 to Feb 5, 2014 · Hoover, Al
- Next Financial Group, Inc. formerJun 28, 2012 to Sep 13, 2013 · Maitland, Fl
- First Command Financial Planning, Inc. formerAug 24, 2009 to Jun 15, 2012 · Indian Harbour Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Wells Fargo Advisorsleft Dec 1, 2020, registered Dec 14, 2020 (13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Feb 5, 2014, registered Feb 13, 2014 (8 days) · Other
- Next Financial Group, Inc. to Cetera Investment Services LLCleft Sep 13, 2013, registered Sep 24, 2013 (11 days) · Other
- First Command Financial Planning, Inc. to Next Financial Group, Inc.left Jun 15, 2012, registered Jun 28, 2012 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address