DFX Intelligence

R•••••• A•••••• A••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner16 years in industry

R•••••• A•••••• A••••• A••••••••

Advisor at P••• F•••••••• A•••••••• L••

Brea, CA | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:76efc719-ee58-51b4-f0a5-ed5b8e7bd283

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Mar 19, 2018	n/a	yes	Brea, CA\|SAN DIEGO, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 20, 2015	Dec 20, 2017	no	Irvine, CA\|IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	P••• F•••••••• A•••••••• L••	Dec 20, 2017	Mar 19, 2018	89	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Mar 20, 2015	Oct 16, 2014

Relationships

Registered with (3)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 19, 2018 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 20, 2015 to Dec 20, 2017factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 16, 2014 to Oct 24, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76efc719-ee58-51b4-f0a5-ed5b8e7bd283
First observed: Feb 28, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.