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RIA / WealthAdvisorCertified Financial Planner12 years in industry

JAMES D PICKERT

Advisor at KANAWHA CAPITAL MANAGEMENT, LLC

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7741a062-acec-4319-69aa-99ea3408d568

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KANAWHA CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 17, 2014
First registration: Jun 18, 2014
Dual registered: no
Other names: JAMES DAVID PICKERT
IAPD individual key: 6315960

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KANAWHA CAPITAL MANAGEMENT, LLC	Independent wealth	Jul 17, 2026	n/a	yes	RICHMOND, VA	Current employment
KANAWHA CAPITAL MANAGEMENT, LLC	Independent wealth	Apr 10, 2023	Dec 31, 2025	no	RICHMOND, VA	Previous registration
WEALTHSPIRE ADVISORS	Former SEC adviser	Jan 8, 2015	Mar 30, 2023	no	MIDLOTHIAN, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 18, 2014	Nov 25, 2014	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHSPIRE ADVISORS	KANAWHA CAPITAL MANAGEMENT, LLC	Mar 30, 2023	Apr 10, 2023	11	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WEALTHSPIRE ADVISORS	Nov 25, 2014	Jan 8, 2015	44	Firm change	Other

Relationships

Registered with (3)

→ KANAWHA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 10, 2023 to Dec 31, 2025factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserregistration: previous registration
Jan 8, 2015 to Mar 30, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 18, 2014 to Nov 25, 2014factForm ADV

Dated events

Occurred
Mar 30, 2023
Advisor changed firm
James D Pickert left Wealthspire Advisors for Kanawha Capital Management, Llc (registered 2023-04-10)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7741a062-acec-4319-69aa-99ea3408d568
First observed: Jun 18, 2014
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES D PICKERT

Advisor at KANAWHA CAPITAL MANAGEMENT, LLC

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7741a062-acec-4319-69aa-99ea3408d568

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KANAWHA CAPITAL MANAGEMENT, LLC

Independent wealth

Jul 17, 2026

n/a

yes

RICHMOND, VA

Current employment

KANAWHA CAPITAL MANAGEMENT, LLC

Independent wealth

Apr 10, 2023

Dec 31, 2025

RICHMOND, VA

Previous registration

WEALTHSPIRE ADVISORS

Former SEC adviser

Jan 8, 2015

Mar 30, 2023

MIDLOTHIAN, VA

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jun 18, 2014

Nov 25, 2014

RICHMOND, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WEALTHSPIRE ADVISORS

KANAWHA CAPITAL MANAGEMENT, LLC

Mar 30, 2023

Apr 10, 2023

Firm change

RIA to RIA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WEALTHSPIRE ADVISORS

Nov 25, 2014

Jan 8, 2015

Firm change

Other