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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Chris Michael Tremble

Advisor at MUTUAL ADVISORS, LLC

Hampton, VA | OMAHA, NE

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Search this name across graphsid dfx:ria:7756f6c4-4ae0-ceb2-b839-2d69bb15ef84

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 28, 2009
First registration: Apr 16, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5711104

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	Hampton, VA\|OMAHA, NE	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	May 23, 2020	Nov 19, 2024	no	Austin, TX\|Westlake, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	May 24, 2020	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Mar 26, 2013	Jan 8, 2018	no	COLORADO SPRINGS, CO\|ADDISON, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Apr 16, 2012	Apr 5, 2013	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	MUTUAL ADVISORS, LLC	Nov 19, 2024	Nov 14, 2024	-5	Firm change	Ibd to ibd
USAA INVESTMENT SERVICES COMPANY	CHARLES SCHWAB & CO., INC.	May 24, 2020	May 23, 2020	-1	Bulk transfer	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Apr 5, 2013	Mar 26, 2013	-10	Bulk transfer	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 23, 2020 to Nov 19, 2024factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to May 24, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 26, 2013 to Jan 8, 2018factForm ADV

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
Chris Michael Tremble left Charles Schwab & Co., Inc. for Mutual Advisors, Llc (registered 2024-11-14)
Form ADVobserved 5 days ago