DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
Elon, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Mar 4, 2026 | n/a | yes | Elon, NC | Current employment |
| POWELL WEALTH | Independent wealth | Feb 20, 2025 | Oct 27, 2025 | no | CORNELIUS, NC | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Nov 16, 2023 | Dec 2, 2024 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| POWELL WEALTH | TRANSAMERICA RETIREMENT ADVISORS, LLC | Oct 27, 2025 | Mar 4, 2026 | 128 | Firm change | RIA to ibd |
| NUVEEN ASSET MANAGEMENT, LLC | POWELL WEALTH | Dec 2, 2024 | Feb 20, 2025 | 80 | Firm change | RIA to RIA |