DFX Intelligence
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Reading the graph
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Advisor at M•••••• W•••••
Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• W••••• | No RAUM reported | Nov 4, 2025 | n/a | yes | Overland Park, KS | Current employment |
| W••••••••• A••••••• P••••••• L•• | Bd affiliated wealth | Sep 17, 2020 | Aug 14, 2025 | no | Shawnee, KS|WEST CHESTER, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• P••••••• L•• | M•••••• W••••• | Aug 14, 2025 | Nov 4, 2025 | 82 | Firm change | Other |
| A•••••• A••••••• S••••••• | W••••••••• A••••••• P••••••• L•• | Sep 16, 2020 | Sep 17, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:171976:TX:2020-09-15 | Sep 16, 2020 | Sep 17, 2020 | IRVING, TX | Firm change |
| A•••••• A••••••• S••••••• | Former SEC adviser | Oct 25, 2019 | Sep 16, 2020 | no | IRVING, TX | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jan 8, 2015 | Oct 25, 2019 | no | TOPEKA, KS | Previous registration |
| 1 |
| Firm change |
| Ibd to RIA |
| 1•• G••••• A••••••• I•• | A•••••• A••••••• S••••••• | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |