DFX Intelligence

M••••• A• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

M••••• A• D••••••

Advisor at L••••• W••••• M••••••••• L••

Richmond, CA | BOISE, ID

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Search this name across graphsid dfx:ria:7761c5fb-c270-9c3f-faf2-9615a5c0d584

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• M••••••••• L••	Independent wealth	Dec 23, 2025	n/a	yes	BOISE, ID\|Richmond, CA	Current employment
L••• S••••• A•••••••• L••	Former SEC adviser	May 7, 2021	Oct 16, 2023	no	SAN RAMON, CA\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• S••••• A•••••••• L••	L••••• W••••• M••••••••• L••	Oct 16, 2023	Dec 23, 2025	799	Firm change after gap	Ibd to RIA
A••••••• A••••••• S•••••••	L••• S••••• A•••••••• L••	May 17, 2021	May 7, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
14869:167610:AZ:2021-05-17	May 17, 2021	May 7, 2021	GLENDALE, AZ	Firm change

Relationships

Registered with (3)

→ L••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 23, 2025 to presentfactForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
May 7, 2021 to Oct 16, 2023factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 28, 2014 to May 17, 2021factForm ADV

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7761c5fb-c270-9c3f-faf2-9615a5c0d584
First observed: Oct 28, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.