DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Rex Ivie
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as James R Ivie
At current firm
8 y
since Sep 25, 2017
In the industry
20 y
since Jan 19, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Healthequity Advisors independent RIA currentsince Sep 25, 2017 · Draper, Ut
- Healthequity Advisors independent RIAMay 6, 2013 to Dec 31, 2014 · Draper, Ut
- Alpine Advisors, LLC unclassifiedOct 2, 2012 to Dec 31, 2014 · Alpine, Ut
- Financial Guard, LLC formerMar 10, 2011 to Dec 31, 2012 · Pleasant Grove, Ut
- Osaic Wealth, Inc. BD affiliatedJan 11, 2011 to Jan 18, 2011 · South Jordan, Ut
- Osaic Fa, Inc. formerSep 13, 2007 to Jan 13, 2009 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Alpine Advisors, LLC to Healthequity Advisorsleft Dec 31, 2014, registered May 6, 2013 (-604 days) · Other
- Financial Guard, LLC to Alpine Advisors, LLCleft Dec 31, 2012, registered Oct 2, 2012 (-90 days) · Other
- Osaic Wealth, Inc. to Financial Guard, LLCleft Jan 18, 2011, registered Mar 10, 2011 (51 days) · Other
- Osaic Fa, Inc. to Osaic Wealth, Inc.left Jan 13, 2009, registered Jan 11, 2011 (728 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address