DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••• W••••• A•••••••
Boulder, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••• W••••• A••••••• | Independent wealth | May 5, 2025 | n/a | yes | Boulder, CO | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Mar 3, 2021 | May 12, 2025 | no | AUSTIN, TX|Boulder, CO|Boulder, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | E••• W••••• A••••••• | May 12, 2025 | May 5, 2025 | -7 | Firm change | Ibd to RIA |
| U••• B•••••• I••••••••• I••• | K••••• A••••••• S•••••••• L•• | Mar 9, 2021 | Mar 3, 2021 |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Apr 2, 2012 | Mar 9, 2021 | no | LOUISVILLE, CO|Lakewood, CO|Boulder, CO|BOULDER, CO|WESTMINSTER, CO|Westminster, CO|NORTHGLENN, CO|Brighton, CO|Arvada, CO|Westminster, CO|BROOMFIELD, CO|ARVADA, CO|Thornton, CO|BROOMFIELD, CO|Arvada, CO|LOUISVILLE, CO|FIRESTONE, CO|FIRESTONE, CO | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 2, 2011 | Apr 2, 2012 | no | BOULDER, CO|DENVER, CO | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jun 25, 2003 | Mar 26, 2009 | no | ATLANTA, GA|BIRMINGHAM, AL|HUNTSVILLE, AL|COLUMBUS, GA|ATLANTA, GA|LAKE CHARLES, LA|NASHVILLE, TN|ROME, GA|NEW ORLEANS, LA|ATLANTA, GA | Previous registration |
| C•••••• L•• | Independent wealth | Apr 14, 2003 | Jul 9, 2003 | no | DUNWOODY, GA | Previous registration |
| -6 |
| Firm change |
| Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | U••• B•••••• I••••••••• I••• | Apr 2, 2012 | Apr 2, 2012 | 0 | Firm change | Other |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Mar 26, 2009 | Feb 2, 2011 | 678 | Firm change after gap | Other |
| C•••••• L•• | A••••••••• A•••••• S•••••••• I••• | Jul 9, 2003 | Jun 25, 2003 | -14 | Bulk transfer | Other |