DFX Intelligence

G•••• D••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

G•••• D••••• P••••••••

Advisor at L•••• F••• A••••••• S•••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:77bc2628-066d-ee8a-ae0d-f7295f09ac59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Jul 20, 2026	n/a	yes	DALLAS, TX\|DALLAS, TX	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	Jul 22, 2026	no	BEDFORD, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•••• F••• A••••••• S•••••••	Jul 22, 2026	Jul 20, 2026	-2	Firm change	Ibd to ibd
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Sep 5, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:134086:TX:2026-07-21	Jul 22, 2026	Jul 20, 2026	BEDFORD, TX	Firm change
134086:104556:TX:2019-10-31	Oct 31, 2019	Oct 22, 2019	BEDFORD, TX	Firm change

Relationships

Registered with (5)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 12, 2018 to Oct 31, 2019factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 5, 2025 to Jul 22, 2026factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 22, 2019 to Sep 5, 2025factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Jul 22, 2026
A•••••• firm change
G•••• D••••• P•••••••• left C••••• I••••••••• A••••••• L•• for L•••• F••• A••••••• S••••••• (registered 2026-07-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77bc2628-066d-ee8a-ae0d-f7295f09ac59
First observed: Apr 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.