RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• D••••• P••••••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Jul 20, 2026 · Dallas, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 5, 2025 to Jul 22, 2026 · Bedford, Tx
- A•••••• A••••••• S••••••• formerOct 22, 2019 to Sep 5, 2025 · Bedford, Tx
- L•••• F••• A••••••• S••••••• BD affiliatedFeb 12, 2018 to Oct 31, 2019 · Euless, Tx
- C••••• A•••••• N••••••• L•• formerMar 27, 2015 to Dec 19, 2017 · Arlington, Tx
- L•••• F••• A••••••• S••••••• BD affiliatedFeb 14, 2011 to Apr 7, 2015 · Euless, Tx
- N•• A•••••• S•••••••• L•• formerApr 8, 2008 to Jan 31, 2011 · Addison, Tx
- C••••• I••••••••• A••••••• L•• to L•••• F••• A••••••• S•••••••left Jul 22, 2026, registered Jul 20, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- L•••• F••• A••••••• S••••••• to A•••••• A••••••• S•••••••left Oct 31, 2019, registered Oct 22, 2019 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A•••••• N••••••• L•• to L•••• F••• A••••••• S•••••••left Dec 19, 2017, registered Feb 12, 2018 (55 days) · Other
- L•••• F••• A••••••• S••••••• to C••••• A•••••• N••••••• L••left Apr 7, 2015, registered Mar 27, 2015 (-11 days) · Other
- N•• A•••••• S•••••••• L•• to L•••• F••• A••••••• S•••••••left Jan 31, 2011, registered Feb 14, 2011 (14 days) · Other
- G•••• D••••• P•••••••• left C••••• I••••••••• A••••••• L•• for L•••• F••• A••••••• S••••••• (registered 2026-07-20)Jul 22, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address