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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Mark Christopher Guenard

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

STAMFORD, CT | COLUMBUS, OH

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Search this name across graphsid dfx:ria:77d57ec7-f02c-dc75-1eee-9aec9f33149e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 22, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Sep 10, 1999
First registration: Jul 22, 2005
Dual registered: yes, broker-dealer
Other names: MARK CHRISTOPHER GUENARD
IAPD individual key: 3196459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Mar 15, 2024	n/a	yes	COLUMBUS, OH\|STAMFORD, CT	Current employment
SALING, SIMMS, ASSOCIATES INC.	Former SEC adviser	Aug 4, 2023	Dec 31, 2024	no	COLUMBUS, OH	Previous registration
LINCOLN DOUGLAS INVESTMENTS, LLC	Independent wealth	Jul 25, 2022	Jul 10, 2023	no	DELAWARE, OH\|MT. VERNON, OH	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Sep 20, 2017	Jun 23, 2022	no	BOSTON, MA	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	May 1, 2010	Sep 4, 2012	no	MINNEAPOLIS, MN\|WESTERVILLE, OH\|BOSTON, MA	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Jul 22, 2005	May 1, 2010	no	WESTERVILLE, OH\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SALING, SIMMS, ASSOCIATES INC.	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Dec 31, 2024	Mar 15, 2024	-291	Firm change after gap	RIA to ibd
LINCOLN DOUGLAS INVESTMENTS, LLC	SALING, SIMMS, ASSOCIATES INC.	Jul 10, 2023	Aug 4, 2023	25	Firm change	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	LINCOLN DOUGLAS INVESTMENTS, LLC	Jun 23, 2022	Jul 25, 2022	32	Firm change	Other
BOFA ADVISORS, LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	May 1, 2010	May 1, 2010	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119810:283004:OH:2024-12-31	Dec 31, 2024	Mar 15, 2024	COLUMBUS, OH	Firm change after gap

Relationships

Registered with (5)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Mar 15, 2024 to presentfactForm ADV
→ SALING, SIMMS, ASSOCIATES INC.Registered adviserregistration: previous registration
Aug 4, 2023 to Dec 31, 2024factForm ADV
→ LINCOLN DOUGLAS INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 25, 2022 to Jul 10, 2023factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Sep 20, 2017 to Jun 23, 2022factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 22, 2005 to May 1, 2010factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Mark Christopher Guenard left Saling, Simms, Associates Inc. for Steward Partners Investment Advisory, Llc (registered 2024-03-15)
Form ADVobserved 5 days ago
Occurred
Jul 10, 2023
Advisor changed firm
Mark Christopher Guenard left Lincoln Douglas Investments, Llc for Saling, Simms, Associates Inc. (registered 2023-08-04)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2022
Advisor changed firm
Mark Christopher Guenard left Columbia Management Investment Advisers, Llc for Lincoln Douglas Investments, Llc (registered 2022-07-25)
Form ADVobserved 5 days ago