DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LINCOLN DOUGLAS INVESTMENTS, LLC

CRD 155578

MOUNT VERNON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d99e2e3e-2b47-421b-4c97-6de91b7eca7e

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Nov 9, 2011 to Mar 24, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=27.0
Regulatory AUM: $131MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $124M
Private client RAUM: $131MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $16.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 27
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 246
Individual clients: 246
SEC number: 801-135884
CIK: 1504360
CRD: 155578
Filings on the tape: 2
First filed: Nov 9, 2011
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRANDON LEE BULLOCK	n/a	MT. VERNON, OH	14	23	4	yes
KENNETH EARL DENNIS	n/a	MT. VERNON, OH	14	46	n/a	yes
STEPHEN CHRISTOPHER DENNIS	n/a	MT. VERNON, OH	14	15	n/a	yes
NICK BURSON	Certified Financial Planner	MT. VERNON, OH	14	15	n/a	yes
BRIAN EUGENE MOHNEY	n/a	Georgetown, GA \| MT. VERNON, OH	13	27	1	yes
TERRY LEE HILL	n/a	MT. VERNON, OH \| DELAWARE, OH	12	33	3	yes
ZACHARY STEPHEN DENNIS	n/a	MT. VERNON, OH	6	13	n/a	yes
Nathaniel Emerson Fowler	n/a	MT. VERNON, OH	3	13	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BULLOCK, BRANDON LEE	CFO, FINOP	B	yes	10/2010	Nov 9, 2011	Nov 9, 2011
DENNIS, KENNETH EARL	Ceo	C	yes	10/2010	Nov 9, 2011	Nov 9, 2011
MOHNEY, BRIAN EUGENE	CHIEF COMPLIANCE OFFICER / AMLCO	B	yes	05/2011	Nov 9, 2011	Nov 9, 2011
MANSFIELD, DOUGLAS MARR	GENERAL COUNSEL, CORPORATE SECRETARY	C	no	10/2010	Nov 9, 2011	Nov 9, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LINCOLN DOUGLAS INVESTMENTS, LLC	Dual	n/a	n/a	n/a	n/a	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$131M	$124M	27	8	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	12.5%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$131M	n/a	n/a	n/a	n/a	27	n/a	1	n/a

Relationships

Registered with (10)

← Nathaniel Emerson FowlerAdvisorregistration: current employment
Nov 16, 2022 to presentfactForm ADV
← ZACHARY STEPHEN DENNISAdvisorregistration: current employment
Mar 24, 2020 to presentfactForm ADV
← TERRY LEE HILLAdvisorregistration: current employment
Feb 24, 2014 to presentfactForm ADV
← BRIAN EUGENE MOHNEYAdvisorregistration: current employment
Jan 15, 2013 to presentfactForm ADV
← NICK BURSONAdvisorregistration: current employment
Apr 20, 2012 to presentfactForm ADV
← STEPHEN CHRISTOPHER DENNISAdvisorregistration: current employment
Jan 25, 2012 to presentfactForm ADV
← KENNETH EARL DENNISAdvisorregistration: current employment
Nov 14, 2011 to presentfactForm ADV
← BRANDON LEE BULLOCKAdvisorregistration: current employment
Nov 10, 2011 to presentfactForm ADV
← Tenesha Marie HartgroveAdvisorregistration: previous registration
Jun 3, 2021 to Jul 8, 2026factForm ADV
← Mark Christopher GuenardAdvisorregistration: previous registration
Jul 25, 2022 to Jul 10, 2023factForm ADV

Controls (3)

← DENNIS, KENNETH EARLOwnerCEO, ownership code C, individual
Nov 9, 2011 to Nov 9, 2011factForm ADV
← MOHNEY, BRIAN EUGENEOwnerCHIEF COMPLIANCE OFFICER / AMLCO, ownership code B, individual
Nov 9, 2011 to Nov 9, 2011factForm ADV
← BULLOCK, BRANDON LEEOwnerCFO, FINOP, ownership code B, individual
Nov 9, 2011 to Nov 9, 2011factForm ADV

Owns (1)

← MANSFIELD, DOUGLAS MARROwnerGENERAL COUNSEL, CORPORATE SECRETARY, ownership code C, individual
Nov 9, 2011 to Nov 9, 2011factForm ADV

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
Tenesha Marie Hartgrove left Lincoln Douglas Investments, Llc for Money Concepts Advisory Service (registered 2026-08-06)
Form ADVobserved 5 days ago
Occurred
Jul 10, 2023
Advisor changed firm
Mark Christopher Guenard left Lincoln Douglas Investments, Llc for Saling, Simms, Associates Inc. (registered 2023-08-04)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d99e2e3e-2b47-421b-4c97-6de91b7eca7e
First observed: Nov 9, 2011
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LINCOLN DOUGLAS INVESTMENTS, LLC

CRD 155578

MOUNT VERNON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d99e2e3e-2b47-421b-4c97-6de91b7eca7e

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRANDON LEE BULLOCK

n/a

MT. VERNON, OH

yes

KENNETH EARL DENNIS

n/a

MT. VERNON, OH

n/a

yes

STEPHEN CHRISTOPHER DENNIS

n/a

MT. VERNON, OH

n/a

yes

NICK BURSON

Certified Financial Planner

MT. VERNON, OH

n/a

yes

BRIAN EUGENE MOHNEY

n/a

Georgetown, GA | MT. VERNON, OH

yes

TERRY LEE HILL

n/a

MT. VERNON, OH | DELAWARE, OH

yes

ZACHARY STEPHEN DENNIS

n/a

MT. VERNON, OH

n/a

yes

Nathaniel Emerson Fowler

n/a

MT. VERNON, OH

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BULLOCK, BRANDON LEE

CFO, FINOP

yes

10/2010

Nov 9, 2011

DENNIS, KENNETH EARL

Ceo

yes

10/2010

Nov 9, 2011

MOHNEY, BRIAN EUGENE

CHIEF COMPLIANCE OFFICER / AMLCO

yes

05/2011

Nov 9, 2011

MANSFIELD, DOUGLAS MARR

GENERAL COUNSEL, CORPORATE SECRETARY

10/2010

Nov 9, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LINCOLN DOUGLAS INVESTMENTS, LLC

Dual

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$131M

$124M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$131M

n/a