DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••• W••••• P•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••• W••••• M••••••••• | No RAUM reported | Sep 18, 2026 | n/a | yes | OREM, UT|SALT LAKE CITY, UT | Current employment |
| T•••• W••••• P•••••••• L•• | Independent wealth | Oct 31, 2025 | n/a | yes | LAWRENCE, KS|Orem, UT|Salt Lake City, UT | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• A••••••• S•••••••• L•• | T•••• W••••• P•••••••• L•• | Feb 25, 2026 | Oct 31, 2025 | -117 | Firm change after gap | RIA to RIA |
| G•••• W••••• M••••••••• L•• | V•••••••• W••••• M••••••••• L•• | Nov 12, 2021 | Apr 20, 2021 |
| C•••••• A••••••• S•••••••• L•• | Independent wealth | Aug 30, 2021 | Feb 25, 2026 | no | DALLAS, TX|Orem, UT | Previous registration |
| V•••••••• W••••• M••••••••• L•• | Former SEC adviser | Apr 20, 2021 | Aug 11, 2021 | no | ALPHARETTA, GA|OREM, UT | Previous registration |
| G•••• W••••• M••••••••• L•• | Independent wealth | Jun 15, 2020 | Nov 12, 2021 | no | ALPHARETTA, GA|OREM, UT | Previous registration |
| -206 |
| Firm change after gap |
| RIA to new firm |
| V•••••••• W••••• M••••••••• L•• | C•••••• A••••••• S•••••••• L•• | Aug 11, 2021 | Aug 30, 2021 | 19 | Firm change | Other |